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Oct 2, 2024 · An earlier version of this story ran as breaking news in Financial Advisor IQ on Tuesday. LPL Financial announced Tuesday that its Board of Directors terminated President and Chief Executive Officer Dan Arnold, effective immediately.. Arnold, who has also resigned from the board, violated LPL's "commitment to a respectful workplace," the firm said in …
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Nov 5, 2024 · Hybrid broker-dealers and registered investment advisors on Axos’ platform will have access to Envestnet’s managed account offering, including products from BlackRock, Fidelity, Franklin Templeton and State Street.
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Nov 1, 2024 · Wealth management industry PACs contributed more than $13 million to political campaigns between January 2023 and September 2024, heavily favoring members of financial industry and banking oversight committees.
Content Page - Financial Advisor IQ
Oct 10, 2024 · Edward Jones says it has reunited with a financial advisor who began his career with the firm and left in 2010.. Advisor Chad Hansen has joined the firm from Wells Fargo, where he managed $107 million in client assets, Edward Jones said in announcing the move.. Hansen will continue to serve clients in the Waukee, Iowa area. Hansen brings 18 years of experience and started his career at Edward ...
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Oct 29, 2024 · Two Morgan Stanley financial advisors overseeing a total of more than $400 million in client assets have moved to RBC Wealth Management, the hiring firm announced.. Advisors Richard Smalley and Ali Girardi have joined RBC in Westport, Connecticut, according to the announcement. The pair, who practiced separately at Morgan Stanley, was attracted to the firm's culture and the breadth of its high ...
Financial Advisor IQ - Content Page
Oct 11, 2024 · It is an opportunity and competitive threat. Active wealth management tries to understand how to fit a vast array of products to changing life needs and circumstances. Providing tailored advice is expensive though. One of the biggest opportunities from AI in this area is to provide offerings to those previously excluded on cost grounds as their ...
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Oct 31, 2024 · How High-Yield is Rewarding Investors Willing to Take on Risk. Not all high-yield funds are the same, even when their ratings might suggest they might be. Advisors can find sturdy funds with strong cash flow and limit risk through solid analysis.
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Oct 21, 2024 · On Demand: The Growing Opportunity in Alternative Investments. Alternative investments are increasingly accessible for advisors to offer their clients. Join us on October 22nd to learn more about why private markets and private real estate could benefit your clients' portfolios. This webcast is sponsored by Blue Owl.
Financial Advisor IQ - Site Home Page
Oct 28, 2024 · Online Fraud, Digital-Asset Scams Rising: Nasaa. The North American Securities Administrators Association's 2024 enforcement report details a rise in investigations and enforcement actions related to social media, cryptocurrency and artificial intelligence.
Financial Advisor IQ - Content Page
Oct 31, 2024 · Seventy2 Capital Management, which operates on Wells Fargo Advisors' independent channel, announced that it has hired a former Ameriprise financial advisor.. Barbara Paige, a 26-year veteran of the industry, has joined Seventy2 Capital as an advisor and vice president, the firm said in the announcement.She oversaw about $415 million in client assets at Ameriprise, according to Forbes.