Press Releases - SEC.gov
Oct 30, 2024 · Official announcements highlighting recent actions taken by the SEC and other newsworthy information. To view Press Releases prior to 2012, view the Press Release Archive. To sign up for updates, please enter your e-mail address below.
Newsroom - SEC.gov
Oct 30, 2024 · SEC Charges Invesco Advisers for Making Misleading Statements About Supposed Investment Considerations. Nov. 8, 2024.
SEC.gov | JP Morgan Affiliates to Pay $151 Million to Resolve SEC ...
Oct 31, 2024 · The SEC’s order finds that JPMIM caused violations of Section 17 (d) of the Investment Company Act and Rule 17d-1 thereunder and imposes a cease-and-desist order and a $5 million civil penalty. The investigation was conducted by Salvatore Massa, Brian Kudon, Mr. Fitzpatrick, and Mr. Greenwood of the Asset Management Unit.
Supreme Court knocks down Wall Street regulator’s in-house courts
Jun 27, 2024 · The Supreme Court ruled Thursday that the Securities and Exchange Commission can’t rely on in-house courts to resolve certain enforcement disputes, a decision that could deliver a blow to a ...
Football - Southeastern Conference
Nov 2, 2024 · Comprehensive coverage of SEC football, basketball, baseball and more, including live games, scores, schedules, standings and news.
News - Southeastern Conference
Nov 2, 2024 · Comprehensive coverage of SEC football, basketball, baseball and more, including live games, scores, schedules, standings and news.
Supreme Court strips SEC of enforcement tool in fraud cases | AP News
Jun 27, 2024 · The Supreme Court has stripped the Securities and Exchange Commission of a major tool in fighting securities fraud in a decision that also could have far-reaching effects on other regulatory agencies.
The SEC's new cybersecurity disclosure rules decoded: what they …
May 31, 2024 · The SEC's new cybersecurity disclosure rules. As of Dec. 18, 2023, large public companies must comply with a new set of cybersecurity disclosure rules aimed to enhance disclosure of...
Elon Musk didn’t show up for testimony in a probe over his $44
Sep 20, 2024 · New York CNN — The Securities and Exchange Commission intends to seek sanctions against Elon Musk over his failure to appear for testimony in an investigation related to his takeover of Twitter,...
SEC.gov | Twenty-Six Firms to Pay More Than $390 Million …
Aug 14, 2024 · The Securities and Exchange Commission today announced charges against 26 broker-dealers, investment advisers, and dually-registered broker-dealers and investment advisers for widespread and longstanding failures by the firms and their personnel to maintain and preserve electronic communications.