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Vanguard agrees to pay investors $106 million
State AG, SEC reach $106M settlement from investment adviser Vanguard Group
More than 15,000 New York investors, including 2,700 Long Islanders, were forced to pay higher capital gains taxes after Vanguard made changes to retirement funds.
Vanguard Group Inc. agrees to pay $106M settlement
Vanguard Group Inc. and a subsidiary have agreed to pay $106 million for failing to notify investors of changes in retirement funds.
Vanguard to Pay $106 Million in Restitution to Retirement Fund Investors
An investigation by the S.E.C. and several states found that the company had failed to notify investors of changes in the terms of some funds, leading to higher capital gains taxes.
2d
Vanguard to Pay $106 Million Over Retirement Fund Violations
Vanguard Group will pay more than $106 million to settle US Securities and Exchange Commission allegations that it made ...
2d
on MSN
Vanguard to pay $106M to settle SEC charges over TRF disclosure violations
The Vanguard Group Inc., one of the world's largest asset managers, will pay a $106.41M penalty to resolve charges for ...
2d
Vanguard fined $106M over retirement fund disclosure violations
The Malvern investment giant was accused of alleged misleading statements to retail investors in targeted retirement funds.
Pensions&Investments
2d
Vanguard to pay $106 million to settle SEC charges over misleading TDF disclosures
Vanguard group will pay $106.4 million to settle charges brought by the Securities and Exchange Commission and state ...
1d
Vanguard Settles With SEC Over Surprise Capital-Gains Taxes
Vanguard Group will pay $106.41 million to settle a Securities and Exchange Commission investigation related to its target-date retirement funds, the agency said Friday. The asset manager failed to di ...
6d
on MSN
Vanguard takes steps to convince the government it’s not too powerful
The FDIC director says a new "passivity agreement" with Vanguard is a victory over "the concentration of power in a few ...
10d
Vanguard Beats Claims of Unauthorized Retirement Check Handling
Vanguard Group Inc. is free from a lawsuit saying it mismanaged a retirement plan by forwarding contributions to an ...
Reuters
11d
Vanguard Group boosts Talen Energy stake to 10.4% as AI demand grows
Jan 8 (Reuters) - U.S. asset management firm
Vanguard Group
increased its stake in independent power producer Talen Energy ...
2d
This Vanguard ETF Has 23% of Its Portfolio Invested in Tech Stocks, but It Can Still Help You Generate Decades of Passive Income
Tech stocks and growth stocks don't usually correspond with passive income. Companies that are growing their earnings can ...
MONTCO.Today on MSN
3d
Malvern-Based Vanguard Pens Agreement to Address Concerns Over Growing Too Powerful
Malvern-based Vanguard Group signed an agreement with the Federal Deposit Insurance Corporation to address concerns over ...
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