Wells Fargo knew about the mistreatment but nothing ... one of the bank’s top financial advisors,” she alleges in the lawsuit filed this week in U.S. District Court in Southern Florida.

Advisor Frank Devincentis said his team joined Wells Fargo’s independent broker-dealer to fulfill a long-term goal of owning ...

A FINRA settlement accuses the firm of failing to supervise a broker who recommended frequent purchases and then resales of ...

The Wall Street bank's latest additions to its independent advisor channel, FiNet, in Illinois bring more than 40 years of ...

The firm announced that Raymond James & Associates has added veteran financial advisor Terrence “Terry” Medley to its San ...

Frank Devincentis, Craig Eyler and Molly Girard, a Chicago-based trio, are creating Verismo Financial to operate within the ...

Wells Fargo sees an opportunity to convert more affluent customers of its retail branch system into wealth management clients by leaning a little more heavily on their "couple thousand" financial ...

Fintel reports that on September 20, 2024, Wells Fargo upgraded their outlook for Annaly Capital Management, Inc. - Preferred ...

Wells Fargo on Thursday entered into a formal agreement with the Office of the Comptroller of the Currency regarding the bank ...

A lawyer suing Wells and other firms argues the recent rate changes do nothing to repair harm already suffered by his clients ...

Fintel reports that on September 12, 2024, Wells Fargo initiated coverage of Raymond James Financial, Inc. - Preferred Stock ...

Fintel reports that on September 20, 2024, Wells Fargo upgraded their outlook for Aptiv ( LSE:0YCP) from Equal-Weight to Overweight.